Taxation

If you’re passionate about guiding others in financial planning and wealth management, understanding how to become a SEBI registered investment advisor is your first step toward a rewarding career. A SEBI registered advisory ensures credibility, compliance, and trust among investors. To start, you must meet SEBI’s eligibility criteria, which include holding a postgraduate degree in finance, economics, or business, or a recognized certification such as CA, CFA, or CFP. You must also have at least five years of relevant experience and maintain a minimum net worth of ?5 lakh (individuals) or ?50 lakh (firms). Next, clear the NISM Series-XA and Series-XB exams, which test your knowledge of investment advisory rules, ethics, and client management. Once you pass, prepare your registration documents—including educational certificates, experience proof, financial statements, and compliance declarations. Submit Form A through SEBI’s online portal and pay the applicable registration fee (?10,000 for individuals or ?50,000 for non-individuals). After SEBI verifies your details and conducts background checks, you’ll receive your SEBI Registration Certificate, officially authorizing you to provide investment advisory services in India.